Anti-Money Laundering Statement

Introduction

KONG SHING WEALTH COMPANY LIMITED (hereinafter referred to as the "Company") is incorporated in accordance with the laws of the Autonomous Island of Anjouan, with a registration number of 15705 and a registered address in the Hamchako District, Mutsamudu City, Autonomous Island of Anjouan. The Company holds an international brokerage and clearing license and is permitted to conduct all types of brokerage business in accordance with Government Notice No. 005 of 2005 (hereinafter referred to as the "Law"), and is regulated by the Anjouan Offshore Financial Authority.

The Company's purpose is to provide diversified brokerage services to corporate and individual clients outside the Autonomous Republic of Anjouan, including but not limited to:

Providing investors with direct consulting services on securities prices, securities investments, securities trading, and related foreign exchange transactions;

Consulting services related to securities issuance and capital;

Arranging and executing the distribution of issuers' securities on a non-guaranteed basis;

Receiving and transmitting clients' securities trading instructions, and executing transactions in their accounts using clients' funds;

Managing clients' investment portfolios and funds for securities operations;

Custody of clients' investment funds and securities, providing safekeeping, depository, and holding-on-behalf services;

Conducting proprietary securities trading with the Company's own funds;

Arranging and executing the distribution of issuers' securities on a guaranteed basis;

Borrowing or lending securities to/from clients, and using the Company's own funds to purchase securities for clients to conduct short-selling operations in compliance with regulations;

Issuing the Company's own deposit products;

Providing loan and borrowing services;

Executing currency and foreign exchange transactions;

Holding assets, capital, precious metals, bonds, stocks, or other financial instruments on behalf of third parties;

Accepting various types of cash deposits (custody transactions);

Opening current accounts and time deposit accounts for corporate and individual clients;

Issuing bank reference letters and compliance certificates;

Issuing securities and handling credit card business;

Providing various types of guarantee services;

Multi-currency account management;

Asset management products;

Investment consulting services;

Financial engineering (comprehensive solutions for private banking and wealth management);

Acting as an intermediary for securities transactions;

Foreign exchange transactions;

Foreign exchange currency conversion operations (utility tokens and security tokens) and Contracts for Difference (CFD).

The Company is committed to combating money laundering activities, and therefore has designated a dedicated Anti-Money Laundering Compliance Officer (hereinafter referred to as the "AMLCO"), who is accountable to the Company's Board of Directors and senior management. The AMLCO is also responsible for training employees on anti-money laundering laws and any amendments thereto, as well as preparing the Company's internal procedures.

Key Principles

All employees of the Company must read and acknowledge the Company's Anti-Money Laundering Manual and always act in accordance with the "Key Principles" stipulated therein.

The Key Principles include:

Taking appropriate measures to protect the Company and its business areas from any activities involving money laundering and terrorist financing.

The Company must maintain and implement written policies and procedures for combating money laundering, establish an internal control system to ensure continuous compliance with applicable laws, and have designated personnel review and monitor such compliance. In the event of suspected activities, appropriate actions shall be taken by reporting such transactions, in line with the guidelines of global anti-money laundering regulations.

Complying with applicable anti-money laundering and terrorist financing laws and regulations established by global anti-money laundering guidelines.

All business units of the Company shall adhere to the AML policies and procedures.

Reporting all identified suspicious activities to the extent permitted by all applicable domestic and foreign laws.

Monitoring compliance with the Company's AML policies through a combination of internal audits and regulatory reviews, and reviewing compliance with relevant anti-money laundering legislation and/or regulations.

Retaining all client-related documents for a certain period in accordance with the regulations of the Anjouan Offshore Financial Authority.

The Company does not provide services for opening anonymous accounts.

Cooperating fully with law enforcement and regulatory authorities to the extent permitted by all applicable laws.

Training employees on "Know Your Customer" and anti-money laundering policies, as well as new AML laws and regulations.

Enquiries

For further AML enquiries, please contact us via info@kswcl.com.